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ALSWORTH CAPITAL MANAGEMENT, LLC

CORNING, NY · CRD 281417 · IAPD ↗ · alsworthcapital.com · (607) 973-2665

$116.7MRegulatory AUM
2Advisory reps
8Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2024 — ALSWORTH CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2024 — ALSWORTH CAPITAL MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.