← Tributary

FLOYD FINANCIAL GROUP LLC

SPRINGFIELD, MO · CRD 226773 · IAPD ↗ · 417-889-7233

$164.5MRegulatory AUM
2Advisory reps
5Employees
0Clients
More than 500Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — FLOYD FINANCIAL GROUP LLC reports More than 500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
May 2024 — FLOYD FINANCIAL GROUP LLC (SPRINGFIELD, MO) is newly SEC-registered with $118.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.