← Tributary

ECM U.S. INC.

COHASSET, MA · CRD 226605 · IAPD ↗ · 781-383-6600

$455.6MRegulatory AUM
1Advisory reps
1Employees
1Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
November 2024 — ECM U.S. INC. (COHASSET, MA) left the SEC roster (was $455.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.