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PROVIDENCE CAPITAL ADVISORS, LLC

CHARLOTTE, NC · CRD 174631 · IAPD ↗ · providencecapitaladvisors.com · (704) 215-4420

$1.07BRegulatory AUM
7Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — PROVIDENCE CAPITAL ADVISORS, LLC crossed $1B in regulatory AUM ($916.3M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.