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THREE OAKS WEALTH

GOLD RIVER, CA · CRD 171082 · IAPD ↗ · 916-318-4849

$100.0MRegulatory AUM
3Advisory reps
4Employees
29Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — THREE OAKS WEALTH (GOLD RIVER, CA) is newly SEC-registered with $100.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.