← Tributary

SHELTER WEALTH STRATEGIES, LLC

HOUSTON, TX · CRD 170655 · IAPD ↗ · shelterwealth.com · 713-620-8500

$144.1MRegulatory AUM
8Advisory reps
9Employees
38Clients
0Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — SHELTER WEALTH STRATEGIES, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2026 — SHELTER WEALTH STRATEGIES, LLC (HOUSTON, TX) is newly SEC-registered with $144.1M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.