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ONE HOPPER ASSET MANAGEMENT

UTICA, NY · CRD 168816 · IAPD ↗ · 315-734-1410

$57.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — ONE HOPPER ASSET MANAGEMENT now reports custody of client assets ($8.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
March 2025 — ONE HOPPER ASSET MANAGEMENT reported RAUM up 26% ($40.9M -> $51.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.