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PHILLIP JAMES FINANCIAL CO.

PLYMOUTH, MN · CRD 168228 · IAPD ↗ · 763-432-0852

$222.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2024 — PHILLIP JAMES FINANCIAL CO. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.