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STEEL TOWER INVESTMENTS

PITTSBURGH, PA · CRD 166742 · IAPD ↗ · upswia.com · 412-586-2060

$258.7MRegulatory AUM
4Advisory reps
5Employees
2Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — STEEL TOWER INVESTMENTS reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
73
April 2025 — STEEL TOWER INVESTMENTS reported RAUM up 160% ($115.6M -> $300.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
September 2024 — STEEL TOWER INVESTMENTS now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
July 2024 — STEEL TOWER INVESTMENTS (PITTSBURGH, PA) is newly SEC-registered with $115.6M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.