← Tributary

PWA FINANCIAL

NEWTOWN, PA · CRD 165369 · IAPD ↗ · pwafinancial.com · (215) 710-0737

$267.9MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — PWA FINANCIAL (NEWTOWN, PA) left the SEC roster (was $267.9M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.