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DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.

BUFFALO, MN · CRD 165145 · IAPD ↗ · 763-682-4014

$382.9MRegulatory AUM
9Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
November 2024 — DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.