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LAUGHLIN FINANCIAL LLC

BLOOMINGTON, IN · CRD 165105 · IAPD ↗ · laughlinfinancial.com · 812-552-2113

$200.2MRegulatory AUM
2Advisory reps
2Employees
3Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2025 — LAUGHLIN FINANCIAL LLC notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
September 2024 — LAUGHLIN FINANCIAL LLC now reports custody of client assets ($140.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.