← Tributary

SOURCE FINANCIAL ADVISORS, LLC

NEW YORK, NY · CRD 164825 · IAPD ↗ · 212-273-0400

$519.5MRegulatory AUM
1Advisory reps
4Employees
3Clients
1-10Planning clients
0Private funds
4States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2025 — SOURCE FINANCIAL ADVISORS, LLC (NEW YORK, NY) left the SEC roster (was $519.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2024 — SOURCE FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($450.7M -> $519.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.