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UP CAPITAL MANAGEMENT, INC.

· CRD 164692 · IAPD ↗ · 916-520-6420

$212.6MRegulatory AUM
2Advisory reps
4Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2025 — UP CAPITAL MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.