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A&M CAPITAL

GREENWICH, CT · CRD 163576 · IAPD ↗ · services.sungarddx.com · 203-742-5880

$7.20BRegulatory AUM
60Advisory reps
86Employees
0Clients
n/aPlanning clients
8Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — A&M CAPITAL added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2026 — A&M CAPITAL grew from 55 to 60 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2024 — A&M CAPITAL reported RAUM up 34% ($4.65B -> $6.22B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.