← Tributary

SHADOWRIDGE ASSET MANAGEMENT, LLC

AUSTIN, TX · CRD 162066 · IAPD ↗ · 888-434-1427

$126.7MRegulatory AUM
7Advisory reps
9Employees
2Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SHADOWRIDGE ASSET MANAGEMENT, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — SHADOWRIDGE ASSET MANAGEMENT, LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
January 2025 — SHADOWRIDGE ASSET MANAGEMENT, LLC added office(s): 4 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
November 2024 — SHADOWRIDGE ASSET MANAGEMENT, LLC (AUSTIN, TX) is newly SEC-registered with $108.5M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.