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SARATOGA MANAGEMENT COMPANY LLC

NEW YORK, NY · CRD 161822 · IAPD ↗ · saratogainvestmentcorp.com · (212) 906-7800

$1.90BRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

57
April 2026 — SARATOGA MANAGEMENT COMPANY LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.