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RAFFLES CAPITAL MANAGEMENT, LLC

NEW YORK, NY · CRD 161565 · IAPD ↗ · raffleslp.com · 212-760-2322

$270.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — RAFFLES CAPITAL MANAGEMENT, LLC reported RAUM up 50% ($179.6M -> $270.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.