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NIKKO ASSET MANAGEMENT HONG KONG LIMITED

HONG KONG, Hong Kong · CRD 161467 · IAPD ↗ · nikkoam.com.hk · -6988

$35.5MRegulatory AUM
2Advisory reps
9Employees
8Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
June 2024 — NIKKO ASSET MANAGEMENT HONG KONG LIMITED (HONG KONG, Hong Kong) left the SEC roster (was $35.5M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.