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"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

RANCHO SANTA FE, CA · CRD 160657 · IAPD ↗ · pro-visionwealth.com · 888-500-9267

$393.4MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2026 — "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
May 2024 — "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT" reported RAUM up 33% ($206.8M -> $274.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.