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400 CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 160089 · IAPD ↗ · 400capital.com · (212) 612-3101

$9.04BRegulatory AUM
33Advisory reps
76Employees
0Clients
n/aPlanning clients
20Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

62
April 2026 — 400 CAPITAL MANAGEMENT LLC grew from 26 to 33 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
54
April 2025 — 400 CAPITAL MANAGEMENT LLC reported RAUM up 45% ($7.12B -> $10.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.