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PEAPOD LANE CAPITAL LLC

BEDFORD HILLS, NY · CRD 159963 · IAPD ↗ · peapodlane.com · 212-265-8940

$108.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — PEAPOD LANE CAPITAL LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — PEAPOD LANE CAPITAL LLC reported RAUM up 70% ($63.5M -> $108.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
July 2024 — PEAPOD LANE CAPITAL LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — PEAPOD LANE CAPITAL LLC (BEDFORD HILLS, NY) is newly SEC-registered with $63.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.