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SAGA FINANCIAL MANAGEMENT

· CRD 158732 · IAPD ↗ · sagaorp.com · 512-299-8031

$107.0MRegulatory AUM
1Advisory reps
1Employees
95Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
April 2026 — SAGA FINANCIAL MANAGEMENT (location n/a) is newly SEC-registered with $107.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.