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HICKS CAPITAL MANAGEMENT, LLC

COLUMBUS, OH · CRD 158609 · IAPD ↗ · hicks-capital.com · 614-944-5210

$344.7MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — HICKS CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2025 — HICKS CAPITAL MANAGEMENT, LLC reported RAUM up 54% ($192.7M -> $297.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2024 — HICKS CAPITAL MANAGEMENT, LLC reported RAUM up 34% ($144.2M -> $192.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.