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HALE CAPITAL MANAGEMENT, LP

NEW YORK, NY · CRD 157220 · IAPD ↗ · halecapital.com · 203-364-4253

$374.6MRegulatory AUM
9Advisory reps
10Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
April 2026 — HALE CAPITAL MANAGEMENT, LP reported RAUM up 36% ($276.0M -> $374.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — HALE CAPITAL MANAGEMENT, LP grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2025 — HALE CAPITAL MANAGEMENT, LP reported RAUM up 44% ($191.4M -> $276.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.