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OLD PEAK FINANCE

CHAPEL HILL, NC · CRD 154804 · IAPD ↗ · oldpeakfinance.com · 919 459 8181

$714.1MRegulatory AUM
8Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
May 2026 — OLD PEAK FINANCE notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — OLD PEAK FINANCE crossed $500M in regulatory AUM ($471.9M -> $575.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
February 2024 — OLD PEAK FINANCE notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.