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NEUBERGER BERMAN ASIA LIMITED

HONG KONG, Hong Kong · CRD 154286 · IAPD ↗ · 852 3664 8800

$11.01BRegulatory AUM
19Advisory reps
62Employees
0Clients
n/aPlanning clients
0Private funds
0States
1Disclosures
foreignSegment
ApprovedSEC status

Filing changes

42
April 2026 — NEUBERGER BERMAN ASIA LIMITED reported RAUM up 60% ($6.87B -> $11.01B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
25
November 2024 — NEUBERGER BERMAN ASIA LIMITED's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.