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MBIA CAPITAL ADVISORS

CINCINNATI, OH · CRD 154255 · IAPD ↗ · 513-324-2201

$290.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — MBIA CAPITAL ADVISORS reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2026 — MBIA CAPITAL ADVISORS reported RAUM up 25% ($232.0M -> $290.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — MBIA CAPITAL ADVISORS now reports custody of client assets ($26.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
69
April 2025 — MBIA CAPITAL ADVISORS reported RAUM up 72% ($135.2M -> $232.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
November 2024 — MBIA CAPITAL ADVISORS notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
October 2024 — MBIA CAPITAL ADVISORS notice-filed in IN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — MBIA CAPITAL ADVISORS (CINCINNATI, OH) is newly SEC-registered with $135.2M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.