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VALPEY FINANCIAL SERVICES LLC

CONCORD, NH · CRD 154154 · IAPD ↗ · 603-856-7945

$226.0MRegulatory AUM
1Advisory reps
4Employees
14Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — VALPEY FINANCIAL SERVICES LLC now reports custody of client assets ($76.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2026 — VALPEY FINANCIAL SERVICES LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.