← Tributary

SMITH FINANCIAL

KOKOMO, IN · CRD 154022 · IAPD ↗ · smithfinancial.com · 765-459-4111

$456.9MRegulatory AUM
5Advisory reps
5Employees
0Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — SMITH FINANCIAL INVESTMENT ADVISORS, INC. is now doing business as SMITH FINANCIAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
April 2025 — SMITH FINANCIAL INVESTMENT ADVISORS, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.