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SARATOGA INVESTMENT ADVISORS, LLC

NEW YORK, NY · CRD 153060 · IAPD ↗ · saratogainvestmentcorp.com · (212) 906-7800

$1.90BRegulatory AUM
23Advisory reps
28Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
April 2026 — SARATOGA INVESTMENT ADVISORS, LLC grew from 18 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.