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O'CONNOR CAPITAL ADVISORY, LLC

SCOTTSDALE, AZ · CRD 152687 · IAPD ↗ · occap.net · 480-729-6260

$112.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — O'CONNOR CAPITAL ADVISORY, LLC (SCOTTSDALE, AZ) is newly SEC-registered with $112.1M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.