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ROSECAP INVESTMENT ADVISORS, LLC

GRAND JUNCTION, CO · CRD 152054 · IAPD ↗ · (970) 773-5300

$527.5MRegulatory AUM
6Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — ROSECAP INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — ROSECAP INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($444.6M -> $527.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.