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SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

CLOQUET, MN · CRD 152003 · IAPD ↗ · splitrocktrading.com · (218) 879-3262

$356.1MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2025 — SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC reported RAUM up 38% ($224.5M -> $308.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2024 — SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC notice-filed in FL, IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.