← Tributary

CAP STRAT

OAKBROOK TERRACE, IL · CRD 150091 · IAPD ↗ · 630-320-5100

$21.29BRegulatory AUM
12Advisory reps
23Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — CAP STRAT (OAKBROOK TERRACE, IL) left the SEC roster (was $21.29B RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.