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BROADOAK ASSET MANAGEMENT, LLC

BETHESDA, MD · CRD 148901 · IAPD ↗ · broadoak.com · 301-358-2692

$519.0MRegulatory AUM
9Advisory reps
10Employees
0Clients
0Planning clients
10Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — BROADOAK ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($371.0M -> $595.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
38
April 2024 — BROADOAK ASSET MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
48
April 2024 — BROADOAK ASSET MANAGEMENT, LLC reported RAUM up 28% ($289.1M -> $371.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.