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CARLSBAD WEALTH ADVISORY GROUP, INC.

CARLSBAD, CA · CRD 146587 · IAPD ↗ · carlsbadwealth.com · 760-607-0812

$237.6MRegulatory AUM
3Advisory reps
3Employees
0Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
April 2026 — CARLSBAD WEALTH ADVISORY GROUP, INC. notice-filed in AR, CO, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — CARLSBAD WEALTH ADVISORY GROUP, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.