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NAVIGO WEALTH MANAGEMENT, LLC

· CRD 146265 · IAPD ↗ · 281-804-4392

$129.9MRegulatory AUM
6Advisory reps
6Employees
0Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
May 2026 — NAVIGO WEALTH MANAGEMENT, LLC notice-filed in AL, LA, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2026 — NAVIGO WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $129.9M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.