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PACIFIC WEALTH STRATEGIES GROUP, INC.

SANTA BARBARA, CA · CRD 144789 · IAPD ↗ · pwsg.net · 805-966-7775

$253.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
August 2026 — PACIFIC WEALTH STRATEGIES GROUP, INC. now reports custody of client assets ($78.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
April 2025 — PACIFIC WEALTH STRATEGIES GROUP, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
March 2024 — PACIFIC WEALTH STRATEGIES GROUP, INC. reported RAUM up 35% ($131.3M -> $177.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.