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WEALTH LEGACY INSTITUTE, INC.

DENVER, CO · CRD 144152 · IAPD ↗ · wealthlegacyinstitute.com · 303-753-7578

$197.4MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2024 — WEALTH LEGACY INSTITUTE, INC. (DENVER, CO) left the SEC roster (was $197.4M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
61
March 2024 — WEALTH LEGACY INSTITUTE, INC. reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.