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BROADVIEW FINANCIAL MANAGEMENT, LLC

WAUWATOSA, WI · CRD 143550 · IAPD ↗ · unbiasedfeeonly.com · 414-390-1492

$699.2MRegulatory AUM
7Advisory reps
9Employees
102Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — BROADVIEW FINANCIAL MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — BROADVIEW FINANCIAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($465.3M -> $549.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.