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GOOD HARBOR ADVISORS, INC.

GLOUCESTER, MA · CRD 143492 · IAPD ↗ · goodharboradvisors.com · 978-515-7119

$333.7MRegulatory AUM
3Advisory reps
4Employees
4Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
January 2025 — GOOD HARBOR ADVISORS, INC. now reports custody of client assets ($48.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
March 2024 — GOOD HARBOR ADVISORS, INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.