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FINANCIAL INNOVATIONS, LLC

ATLANTA, GA · CRD 142769 · IAPD ↗ · financialinnovations.biz · 404-458-0065

$535.2MRegulatory AUM
2Advisory reps
2Employees
8Clients
1-10Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — FINANCIAL INNOVATIONS, LLC notice-filed in LA, NY, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — FINANCIAL INNOVATIONS, LLC crossed $500M in regulatory AUM ($400.1M -> $535.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.