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LIGHTHOUSE FINANCIAL

WILMINGTON, DE · CRD 142481 · IAPD ↗ · mylighthousefinancial.com · 302-351-5660

$100.6MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
May 2024 — LIGHTHOUSE FINANCIAL (WILMINGTON, DE) left the SEC roster (was $100.6M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.