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OAK FAMILY ADVISORS, LLC

CHICAGO, IL · CRD 141332 · IAPD ↗ · ofallc.com · 312-373-7221

$621.0MRegulatory AUM
5Advisory reps
6Employees
203Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — OAK FAMILY ADVISORS, LLC now reports custody of client assets ($10.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2025 — OAK FAMILY ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2025 — OAK FAMILY ADVISORS, LLC crossed $500M in regulatory AUM ($495.8M -> $534.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
61
April 2024 — OAK FAMILY ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.