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AC INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 140443 · IAPD ↗ · acimfunds.com · (212) 245-8200

$251.0MRegulatory AUM
3Advisory reps
8Employees
0Clients
n/aPlanning clients
4Private funds
1States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — AC INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2026 — AC INVESTMENT MANAGEMENT LLC now reports custody of client assets ($501.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.