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DAY HAGAN ASSET MANAGEMENT

SARASOTA, FL · CRD 139671 · IAPD ↗ · 941-330-1702

$842.8MRegulatory AUM
5Advisory reps
10Employees
53Clients
26-50Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
January 2026 — DAY HAGAN ASSET MANAGEMENT (SARASOTA, FL) left the SEC roster (was $842.8M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
61
March 2024 — DAY HAGAN ASSET MANAGEMENT reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2024 — DAY HAGAN ASSET MANAGEMENT reported RAUM up 35% ($636.2M -> $861.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.