← Tributary

SPROTT ASSET MANAGEMENT USA INC.

DARIEN, CT · CRD 139022 · IAPD ↗ · sprott.com · 203-656-2400

$10.12BRegulatory AUM
35Advisory reps
64Employees
0Clients
1-10Planning clients
4Private funds
52States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

30
April 2026 — SPROTT ASSET MANAGEMENT USA INC. changed its website from sprottusa.com to sprott.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
55
April 2026 — SPROTT ASSET MANAGEMENT USA INC. added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — SPROTT ASSET MANAGEMENT USA INC. reported RAUM up 118% ($4.64B -> $10.12B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2026 — SPROTT ASSET MANAGEMENT USA INC. grew from 30 to 35 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
April 2026 — SPROTT ASSET MANAGEMENT USA INC. now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
63
April 2025 — SPROTT ASSET MANAGEMENT USA INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2024 — SPROTT ASSET MANAGEMENT USA INC. reported RAUM up 32% ($3.48B -> $4.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.