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TSAI CAPITAL CORPORATION

· CRD 137578 · IAPD ↗ · tsaicapital.com · 917-979-4821

$148.3MRegulatory AUM
3Advisory reps
3Employees
3Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — TSAI CAPITAL CORPORATION grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2025 — TSAI CAPITAL CORPORATION reported RAUM up 27% ($110.8M -> $141.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — TSAI CAPITAL CORPORATION reported RAUM up 54% ($71.9M -> $110.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.