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BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

CEDAR RAPIDS, IA · CRD 13609 · IAPD ↗ · berthel.com · 319-447-5700

$906.4MRegulatory AUM
100Advisory reps
100Employees
6Clients
11-25Planning clients
0Private funds
46States
51Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2025 — BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2024 — BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. crossed $500M in regulatory AUM ($395.9M -> $742.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.